Pinnacle Wealth
We empower financial professionals to build healthy and sustainable businesses, to foster healthy and sustainable client outcomes.
INVESTED $1.3B+
INVESTMENT PROFESSIONALS 70+
CLIENTS 10,000+
ESTABLISHED 2006
OUR VALUES
SUCCESS IS DRIVEN BY PURPOSE
As an entrepreneurial organization, we have the experience, discipline, and drive to reach our goals; how we do it is what matters.
COMMITMENT
We embrace a growth mindset in everything we do.
INTEGRITY
Our culture is built on a foundation of doing what is right, not what is easy.
RESPECT
We understand our role and accountability to all of our stakeholders.
Darvin Zurfluh, CFP, FMA, RFC, FCSI
CEO and Chairman
Martin Theodore
MANAGING DIRECTOR
Dan Brodeur
Senior VP Business Development
Richard Ayotte
VP Finance
Deborah Work-man
Chief Compliance Officer
Head of Administration
Benjamin Tan, CFA
Associate, Corporate Finance
Barry Powley, CFA, CMT, MBA
Portfolio Manager, Pinnacle Asset Management
Jean-François Laurin
VP Business Development – Eastern Canada
Cori Fitzsimonds
Marketing Manager
Michael Edwards
BBA, CA, CFP, CLU, TEP
BOARD MEMBER
Lindsay Walsh
MANAGER - INTERNAL AUDIT
Vlada Vashchenko
MARKETING COORDINATOR
Michelle Atkinson
OPERATIONS COORDINATOR
Lauri Mathieu
COMPLIANCE OFFICER
Anastasiia Makhanova
DATA COORDINATOR
Adnane Benchekroune
INTERNAL ACCOUNTANT
We’re building a better financial services experience for everyone.
Pinnacle Wealth was founded on the belief that quality financial services should be accessible for all Canadians.
Alberta
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British Columbia
Manitoba
Ontario
Quebec
Saskatchewan
Atlantic Canada: New Brunswick, Newfoundland and Labrador, Nova Scotia, Prince Edward Island
INVESTOR PROTECTION
We operate through an unbiased value creation framework to elevate stakeholder outcomes, and determine suitability for our platform and products. Our robust compliance framework, and specialized corporate finance team work together to meet the complex regulatory needs of todays investor.
RISK PROFILING
Client risk profiling contains a complete understanding of needs, objectives and circumstances, for each investment made.
SECURITIES MONITORING
Pinnacle Wealth has strict processes in place to include ongoing monitoring for significant changes to approved securities sold by the firm.
CORPORATE FINANCE POLICIES
Pinnacle Wealth must develop, implement and continuously update its Corporate Finance Policy to satisfy its all regulatory obligations to clients and partners of the firm.
ADDITIONAL DUE DILIGENCE
Pinnacle Wealth is mandated to undertake additional due diligence if there are reasons to question the validity of an investment.
SUITABILITY TRAINING
All investment professionals within Pinnacle Wealth complete in-depth, mandatory client suitability training for the individual financial products we provide.
CLIENT SUITABILITY
All investment professionals within Pinnacle Wealth are regulated to only recommend exempt market securities to those investors where such an investment is suitable.