UNDERSTANDING RISK
THE PRIVATE MARKETS ARE HIGHLY REGULATED
Private markets are not exempt from regulatory requirements focused on investor protection.
INVESTOR RISK PROFILE
FINANCIAL GOALS
LIFE STAGES
INVESTMENT KNOWLEDGE
TIME HORIZON
Before making investment decisions, our clients complete a deep discovery analysis to determine risk profile and suitability.
WHY PRIVATE MARKETS
TAILOR YOUR PORTFOLIO
Capitalize on the opportunity to solve complex financial challenges by designing and building a portfolio catered to your needs.
CASH FLOW
Integrate liquidity strategies to hedge against inflation and tailor individual portfolios to produce stable income streams.
TAX STRATEGIES
Explore private market investments that seek to provide strategic tax advantages that help reduce overall tax exposure.
EARLY ACCESS
Invest in early stage companies that have been reviewed and vetted by in-house corporate finance.
COMMUNICATIONS
Receive client statements, detailed product insight, and educational seminars on all of our investment opportunities.
DIVERSIFICATION STRATEGIES
Include deep diversification strategies across asset classes, within asset classes, and broad geographies as a hedge against volatility.
RISK MITIGATION
Incorporate your Individual risk profile in portfolio construction, to ensure alignment with your financial goals and objectives.
HOW WE SELECT INVESTMENTS
MAKING PRIVATE MARKET INVESTMENTS ACCESSIBLE
Our Industry-leading private market expertise allows us to curate investment opportunities that meet both our professional accountability to our clients, and our core investment philosophy of meaningful diversification, and investor accessibility.
1
INVESTMENT OPPORTUNITY
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Our in-house corporate finance division identifies investment opportunities across all asset classes that align with our diversification and accessibility mandate. We target markets and opportunities that we believe provide long term growth potential, long term income potential, and sustainability.
2
DUE DILIGENCE
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An internal review is completed on each investment opportunity to ensure the investment has been vetted from both an analytical perspective, as well as a deep dive into the principal(s), and operational capacity of the company. Pinnacle Wealth submits all vetted opportunities through an investment committee for review to ensure all aspects of the investment have been explored and vetted prior to closing; as well as a peer review committee to assess the viability of the product within our market share.
3
INVESTOR FIRST
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If the investment passes the due diligence process, it moves to a focus on investors. Our investment professionals are required to have knowledge on all the investment products available through Pinnacle Wealth, and in alignment with compliance processes and procedures, are accountable for ensuring an investment(s) is suitable prior to making recommendations to clients.
TAILORED DIVERSIFICATION
PRIVATE MARKETS CREATE ACCESS
Our focus is creating an accessible marketplace where all investors have the opportunity to benefit from Canadian Private Markets. Capitalize on the opportunity for tailored portfolio diversification.
Self Storage
Energy
Manufacturing
Music Royalties
Health Care
Bio Technology
Camping & RV Industry
Mining
Dental Services
Senior Living Facilities
Diversified Industries
Lending Strategies
Industrial Real Estate
Multi-Family Real Estate
Agriculture Technology
Industrial Services
RISK FACTORS
Investment in exempt market securities involves a degree of risk and is suitable only for investors who can withstand the loss of their investment. No assurance, representation, or warranty can be given that the investment objectives will be achieved or that investors will receive a return of their invested capital.
​You should always check with your Exempt Market Dealing Representative or Portfolio Manager before investing to ensure the investment is suitable for you, and in alignment with your financial goals and objectives.
The material in this document is intended as general information only, and should not be construed as offering specific tax, legal, financial or investment advice. Every effort has been made to ensure that the material is correct at time of publication, but we cannot guarantee its accuracy or completeness. Interest rates, market conditions, tax rulings and other investment factors are subject to rapid change. You should consult with your dealing representative, accountant and/or legal advisor before taking any action based upon the information contained in this document.
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*Refer to Offering documents for full details.